Welcome to Canadian Investment Regulatory Organization
CIRO is the national self-regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces.
CIRO is carrying on the regulatory functions of the Investment Industry Regulatory Organization of Canada and the Mutual Fund Dealers Association of Canada, and is committed to the protection of investors, providing efficient and consistent regulation, and building Canadians’ trust in financial regulation and the people managing their investments.
CIRO Releases Three-Year Strategic Plan
CIRO released its inaugural three-year Strategic Plan outlining areas the public interest regulator will focus on to promote healthy capital markets, so investors feel protected and confident investing for their futures.
Highlights
CIRO Announces Partnership with Prosper Canada
CIRO is pleased to announce a new sponsorship agreement with Prosper Canada, a national charity dedicated to expanding economic opportunity for Canadians living with low income.
Rule Consolidation Project – Phase 3
CIRO is publishing for comment Phase 3 of its Rule Consolidation Project rule proposals. The Rule Consolidation Project will bring together the two member regulation rule sets currently applicable to investment dealers and to mutual fund dealers into one set of member regulation rules applicable to both categories of CIRO Dealer Members.
CIRO Compliance Priorities Report for 2024: Helping Firms with Compliance
CIRO published its 2024 Compliance Priorities Report, Helping Firms with Compliance, which summarizes current issues that Members regulated by CIRO should focus on to promote investor protection and foster market integrity. The report also outlines initiatives that will support innovation and transformation in the industry.